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Securities Enforcement/Litigation

Mr. Levan is a former senior official of the SEC’s Philadelphia Regional Office, where he prosecuted all types of securities violations.

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Securities Regulation

Mr. Levan is well-versed in the regulatory frameworks governing broker-dealers, investment advisers and hedge funds.

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White Collar Defense

Criminal proceedings are high risk/high stakes undertakings to which Mr. Levan brings over thirty years of experience.

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About Richard Levan

Mr. Levan has substantial experience in the Securities and White Collar Enforcement fields, having previously served as Chief Litigation Counsel at the U.S. Securities and Exchange Commission’s Philadelphia Office and as an Assistant U.S. Attorney in the Department of Justice in Washington, D.C. Mr. Levan is immediate past chair of the Securities Regulation Committee of the Philadelphia Bar Association. He is a former Chair of the American Bar Association’s Financial Services Integration Committee, a national group addressing the unique compliance and regulatory issues confronting banks, securities firms and insurance companies today. He has also served as a member of the Editorial Advisory Board of Securities Law360 and the Pennsylvania Securities Commission’s Attorney Advisory Board.

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CorporateINTL Global Awards 2017 Levan Legal
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