November 11, 2020
Liu v. SEC: Questions Unanswered
Philadelphia Bar Association (Sponsor) Current Developments in Securities Litigation and Enforcement (Webcast) (Course Planner, Moderator and Speaker)
February 8, 2019
SEC & DOJ Actions Involving Crypto Currency
Pennsylvania Bar Institute (Sponsor), 22nd Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
February 28, 2018
SEC Enforcement Update
Philadelphia Bar Association Securities Regulation Committee (Sponsor), Philadelphia, PA (Moderator and Speaker)
February 23, 2018
Civil Penalties and Disgorgement in SEC Actions
Pennsylvania Bar Institute (Sponsor), 21st Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
April 21, 2017
Conducting Parallel Civil and Criminal Investigations
Pennsylvania Bar Association (Sponsor), 20th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
April 12, 2017
Conducting an SEC Investigation
Drexel University Law School (Sponsor), Philadelphia, PA (Speaker)
September 21, 2016
The Increasing Criminalization of the Federal Securities Laws
R.R. Donnelly/Union League (Sponsor), Philadelphia, PA (Speaker)
April 17, 2015
The State of Insider Trading Law After Newman
Pennsylvania Bar Institute (Sponsor), 18th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
January 23, 2015
SEC Investigations and Enforcement Proceedings
Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner, Moderator and Speaker)
May 13, 2014
Investment Adviser Compliance Jeopardy
National Society of Compliance Professionals (sponsor), October 2014, Washington, DC and Financial Planners Association (sponsor), Philadelphia, PA (Speaker)
April 25, 2014
SEC Enforcement Update
Pennsylvania Bar Institute (sponsor), 17th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
October 11, 2013
SEC Investigations and Enforcement Issues, A Practitioner’s Guide
Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)
April 19, 2013
Recent Developments Under the Foreign Corrupt Practices Act
Pennsylvania Bar Institute (sponsor), 16th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
April 30, 2012
Responding to FINRA Insider Trading Inquiries
Pennsylvania Bar Institute (sponsor), 15th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)
November 2, 2011
SEC Investigations and Enforcement Issues, A Practitioner’s Guide
Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)
November 19, 2010
Dodd-Frank and SEC Cooperation Tactics
Pennsylvania Association of Criminal Trial Lawyers (sponsor), Philadelphia, PA (Speaker)
October 26, 2010
The SEC’s New Expanded Enforcement Capability: What You Need to Know Now
Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)
June 29, 2010
SEC Enforcement: A National Focus from the Philadelphia Regional Office
Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)
April 30, 2010
Cooperating with the SEC: A Paradigm Shift or More of the Same?
Pennsylvania Bar Institute (sponsor), 13th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)