November 11, 2020

Liu v. SEC: Questions Unanswered

Philadelphia Bar Association (Sponsor) Current Developments in Securities Litigation and Enforcement (Webcast) (Course Planner, Moderator and Speaker)

February 8, 2019

SEC & DOJ Actions Involving Crypto Currency

Pennsylvania Bar Institute (Sponsor), 22nd Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

February 28, 2018

SEC Enforcement Update

Philadelphia Bar Association Securities Regulation Committee (Sponsor), Philadelphia, PA (Moderator and Speaker)

February 23, 2018

Civil Penalties and Disgorgement in SEC Actions

Pennsylvania Bar Institute (Sponsor), 21st Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

April 21, 2017

Conducting Parallel Civil and Criminal Investigations

Pennsylvania Bar Association (Sponsor), 20th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

April 12, 2017

Conducting an SEC Investigation

Drexel University Law School (Sponsor), Philadelphia, PA (Speaker)

September 21, 2016

The Increasing Criminalization of the Federal Securities Laws

R.R. Donnelly/Union League (Sponsor), Philadelphia, PA (Speaker)

April 17, 2015

The State of Insider Trading Law After Newman

Pennsylvania Bar Institute (Sponsor), 18th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

January 23, 2015

SEC Investigations and Enforcement Proceedings

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner, Moderator and Speaker)

May 13, 2014

Investment Adviser Compliance Jeopardy

National Society of Compliance Professionals (sponsor), October 2014, Washington, DC and Financial Planners Association (sponsor), Philadelphia, PA (Speaker)

April 25, 2014

SEC Enforcement Update

Pennsylvania Bar Institute (sponsor), 17th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

October 11, 2013

SEC Investigations and Enforcement Issues, A Practitioner’s Guide

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)

April 19, 2013

Recent Developments Under the Foreign Corrupt Practices Act

Pennsylvania Bar Institute (sponsor), 16th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

April 30, 2012

Responding to FINRA Insider Trading Inquiries

Pennsylvania Bar Institute (sponsor), 15th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

November 2, 2011

SEC Investigations and Enforcement Issues, A Practitioner’s Guide

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)

November 19, 2010

Dodd-Frank and SEC Cooperation Tactics

Pennsylvania Association of Criminal Trial Lawyers (sponsor), Philadelphia, PA (Speaker)

October 26, 2010

The SEC’s New Expanded Enforcement Capability: What You Need to Know Now

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)

June 29, 2010

SEC Enforcement: A National Focus from the Philadelphia Regional Office

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)

April 30, 2010

Cooperating with the SEC: A Paradigm Shift or More of the Same?

Pennsylvania Bar Institute (sponsor), 13th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)