April 17, 2015

The State of Insider Trading Law After Newman

Pennsylvania Bar Institute (sponsor), 18^th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

January 23, 2015

SEC Investigations and Enforcement Proceedings

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner, Moderator and Speaker)

May 13, 2014

Investment Adviser Compliance Jeopardy

National Society of Compliance Professionals (sponsor), October 2014, Washington, DC and Financial Planners Association (sponsor), Philadelphia, PA (Speaker)

April 25, 2014

SEC Enforcement Update

Pennsylvania Bar Institute (sponsor), 17^th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

October 11, 2013

SEC Investigations and Enforcement Issues, A Practitioner’s Guide

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)

April 19, 2013

Recent Developments Under the Foreign Corrupt Practices Act

Pennsylvania Bar Institute (sponsor), 16^th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

April 30, 2012

Responding to FINRA Insider Trading Inquiries

Pennsylvania Bar Institute (sponsor), 15^th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)

November 2, 2011

SEC Investigations and Enforcement Issues, A Practitioner’s Guide

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Course Planner and Speaker)

November 19, 2010

Dodd-Frank and SEC Cooperation Tactics

Pennsylvania Association of Criminal Trial Lawyers (sponsor), Philadelphia, PA (Speaker)

October 26, 2010

The SEC’s New Expanded Enforcement Capability: What You Need to Know Now

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)

June 29, 2010

SEC Enforcement: A National Focus from the Philadelphia Regional Office

Pennsylvania Bar Institute (sponsor), Philadelphia, PA (Speaker)

April 30, 2010

Cooperating with the SEC: A Paradigm Shift or More of the Same?

Pennsylvania Bar Institute (sponsor), 13^th Annual Federal Securities Law Forum, Philadelphia, PA (Course Planner, Moderator and Speaker)